Enterprise Compliance, Regulatory & Risk Management

Enterprise risk management helps ensure effective reporting and compliance with laws and regulations, and helps avoid damage to the entity’s reputation and bottom line. The Robbins-Gioia approach aligns risk appetite and strategy, enhances risk response decisions, reduces operational surprises and losses, identifies and manages multiple and cross-enterprise risks, seizes opportunities, and improves deployment of capital through usage of industry standard frameworks and experienced leadership.

In the aftermath of terrorist attacks and corporate ethics scandals, the regulatory landscape of American business has changed dramatically. New laws address issues of terrorism prevention and corporate governance, but raise new questions in the process. Regulations frequently specify “what” but not “how,” leaving companies to grapple with the challenge of implementation.

Robbins-Gioia believes that effective compliance solutions are risk-based. Any necessary changes must be grounded in an understanding of the client’s business, current structure and processes.

Many of the new regulations will cause different areas of a single enterprise to open lines of communication for the very first time, with valuable applications in customer service and performance tracking. Robbins-Gioia’s dual background in management and technical consulting lets clients navigate across business units while mapping real-world operations to achieve comprehensive data sharing. Robbins-Gioia helps its clients meet their obligation under the law—and transform it into competitive advantage while managing all of the associated risks—especially reputational risk

Capabilities:

• Align risk appetite and strategy
• Enhance risk response decisions
• Reduce operational surprises and losses
• Identify and manage multiple and cross-enterprise risks
• Identify opportunities

Robbins-Gioia has experience in the following regulatory areas: USA PATRIOT Act/AML, Basel II Capital Accord, Check 21 Act, CAN SPAM Act, Fair And Accurate Credit Transaction Act (FACTA), Gramm-Leach-Bliley Act (GLBA), Sarbanes-Oxley Act (SOX)

For More Information:
Contact: Bob Piontek, EVP Financial Services Group.